Aaron Ruen
Aaron Ruen is a registered investment advisor at Principal Advised Services, based in Gastonia, NC, with 11 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 23,164 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Annual fee of up to 0.50% of the daily value of managed account assets. The fee structure is tiered and negotiable by the plan sponsor.
Fee Estimator
Location
Gastonia, NC
Get directionsHistory
Regulatory History (1)
Criminal
July 2006Other Business Activities
Aaron works as a Retirement Consultant and in Advice, Education & Sales for Principal, offering investment advice and selling bank deposit products. Both roles are investment-related and take up nearly all of Aaron's time.
Employment History
Current Registrations
Principal Advised Services
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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