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Jeffrey Carless

Harbour Investments, INC.
11 Years of Experience
St Clair Shores, MI
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Jeffrey Carless is a registered investment advisor at Harbour Investments, INC., based in St Clair Shores, MI, with 11 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.

Harbour Investments, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
252 advisors
Number of Clients
30,309 clients
Average Client Portfolio
$317K average
Assets Under Management
$9.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

St Clair Shores, MI

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2019
Final
Financial
July 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is an independent insurance agent (possibly including equity indexed annuities) doing business as Burnham & Flower. He is also a partner at MiCar, a consulting firm, and a silent partner in Rhythm n Jump Dance Academy, spending minimal time on the dance studio.

Employment History
Current Registrations
Harbour Investments, INC.
October 2020 - Present · 6 yrs
Harbour Investments, INC.Broker
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
Thrivent Investment Management INC.Broker
May 2015 - April 2017 · 1 yr 11 mos
State Registrations2 states
MIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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