John Hawkins
John Hawkins is a registered investment advisor at United Brokerage Services INC, based in Rocky Mount, NC, with 6 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,390 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Brokerage Services charges advisory fees that are typically calculated as a percentage of the value of your portfolio. Fees are billed quarterly in advance and are based on the quarter-end market value of your investments. Fees are negotiable depending on the services provided, portfolio complexity, and account size. The standard fee schedules follow the terms outlined in the Wells Fargo wrap fee brochure.
Location
1378 Benvenue Road, Rocky Mount, NC, 27804
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
United Brokerage Services, INCBroker
United Brokerage Services INC
Previous Registrations
First Horizon Advisors, INC
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mary Bolton, CFPLive Oak Private Wealth, LLC
- Anthony Engrassia, ChFCProsperity Capital Advisors
- Frank Jolley, CFALive Oak Private Wealth, LLC
- James Tharin, CFAEmerald Asset Management, INC.
- Terry Sapp, CFALive Oak Private Wealth, LLC
- John Grimes, ChFCState Farm Investment Management CORP.