Nicholas Routzahn
Nicholas Routzahn is a registered investment advisor at J.P. Morgan Securities LLC, based in Dallas, TX, with 11 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
100 Crescent Court, 13th Floor, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
Criminal
March 2012Other Business Activities
Nicholas is an employee of both JPMorgan Securities and JPMorgan Bank since May 2022. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Roncancio Wealth Management, INC.
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Aaron BrandesJ.P. Morgan Securities LLC
- Blake Fisher, CFPJ.P. Morgan Securities LLC
- Brad ThompsonJ.P. Morgan Securities LLC
- Joel TannebaumJ.P. Morgan Securities LLC
- Cody BarrickJ.P. Morgan Securities LLC
- Mark Agnew, CFPJ.P. Morgan Securities LLC