Brian Patrick is a registered investment advisor, based in Charlotte, NC, with 10 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing Corporation
November 2025 - Present · 10 mos
Vanguard Advisers, INC.
November 2025 - Present · 10 mos
Vanguard Marketing CorporationBroker
November 2025 - Present · 10 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - June 2025 · 3 mos
Fidelity Personal and Workplace Advisors
June 2020 - March 2025 · 4 yrs 9 mos
Fidelity Brokerage Services LLCBroker
May 2020 - June 2025 · 5 yrs 1 mo
Charles Schwab & CO., INC.
June 2016 - April 2020 · 3 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2015 - April 2020 · 4 yrs 9 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.