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KV
CFP
KV
CFP

Katy Vogler

Ameriprise Financial Services, LLC
11 Years of Experience
Marquette, MI
Broker
View SEC Summary
View SEC Summary

Katy Vogler is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Marquette, MI, with 11 years of industry experience. Katy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1901 W Ridge St Ste 5, Marquette, MI, 49855

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katy co-owns and manages an Ameriprise business, dedicating minimal time to it. She also serves as Secretary/Treasurer for Vogler, spending about 10-20% of her time on this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
June 2020 - May 2022 · 1 yr 11 mos
LPL Financial LLC
June 2020 - May 2022 · 1 yr 11 mos
Commonwealth Financial Network
January 2017 - July 2020 · 3 yrs 6 mos
Commonwealth Financial NetworkBroker
January 2017 - July 2020 · 3 yrs 6 mos
Ameriprise Financial Services, INC.
July 2015 - September 2016 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
March 2015 - September 2016 · 1 yr 6 mos
State Registrations21 states
AKALAZCACOFLGAHIILINMEMIMNMONCNHSCSDVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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