Gregory Giles
Gregory Giles is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Sioux City, IA, with 11 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
505 5th St., # 100, Sioux City, IA, 51101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory owns multiple rental properties, either directly or through various LLCs and LLPs, and acts as a real estate sales/rental properties/property manager. He is also a Vice President and Agent (non-variable insurance) for Legacy Financial, LLC, and an Investment Advisor Representative for RDA Financial Network.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Rda Financial Network
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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