Graham Guthrie
Graham Guthrie is a registered investment advisor at Eastwind Capital Wealth Management, based in Westerville, OH, with 11 years of industry experience. Graham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 324 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annualized management fee ranges from 1.0% to 2.0%, billed monthly in arrears based on month-end asset value. Management fees and account minimums are negotiable.
Fee Estimator
Location
921 Eastwind Drive, Suite 101, Westerville, OH, 43081
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Graham is an attorney and owner of Guthrie Law Office, LLC, focusing on bankruptcy and debt restructuring, dedicating minimal time. He also volunteers with the Westerville Area Chamber of Commerce and works as an apprentice strength coach at Acme Strength, LLC, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Eastwind Capital Wealth Management
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David LennoxEastwind Capital Wealth Management
- Michael Henn, CFPSwisher Financial Concepts, INC.
- Martin Jerwers, CFP, ChFCFifth Third Securities, INC.
- Zachary Kountz, CFPSwisher Financial Concepts, INC.
- Joseph Mathias, ChFCLPL Financial LLC
- Michael Holly, CFPHarding Financial Group