Stephen Chipman is a registered investment advisor, based in Livermore, CA, with 5 years of industry experience.
Location
2021 Las Positas Ct., Suite 165, Livermore, CA, 94551
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen works as a registered representative assistant for Securities America Advisors, providing non-discretionary asset management. He also works as a notary public, providing services for advisory clients and dedicating minimal time to this.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.