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AG
CFP
AG
CFP

Adam Goldman

Planmember Securities Corporation
11 Years of Experience
Houston, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Adam Goldman is a CFP-designated registered investment advisor at Planmember Securities Corporation, based in Houston, TX, with 11 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
445 advisors
Number of Clients
69,645 clients
Average Client Portfolio
$145K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.25%
$500K - $1.0M0.20%
$1M+0.10%

Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

550 Post Oak Blvd., Suite 350, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam works as an associate advisor at LKJ Financial LLC, focusing on securities and insurance sales and services, dedicating full-time hours. He is also an insurance agent selling life, long-term care, medicare medigap, and annuity products, also dedicating full-time hours. Finally, Adam owns Goldman Strategic Wealth Management LLC, a tax and banking entity, spending minimal time on it.

Employment History
Current Registrations
Planmember Securities Corporation
July 2019 - Present · 7 yrs 3 mos
Planmember Securities CorporationBroker
June 2015 - Present · 11 yrs 4 mos
State Registrations15 states
ALARAZCACOFLMDMTNJNYOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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