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CFP
YW
CFP

Yisha Wang

Empirical Wealth Management
8 Years of Experience
Walnut Creek, CA
View SEC Summary
View SEC Summary

Yisha Wang is a CFP-designated registered investment advisor at Empirical Wealth Management, based in Walnut Creek, CA, with 8 years of industry experience. Yisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 2,400 clients with $8.4B in assets under management.

Empirical Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
2,400 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$8.4B

Fee Structure

Minimum Investment:$3M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fee schedule starts at 1.00% and scales lower for greater levels of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2121 N. California Blvd, Suite 290, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Yisha works as a dance instructor at LY's Studio, leading classes in mobility and flexibility exercises. This activity, which is not investment-related, takes about 10-20% of Yisha's time.

Employment History
Current Registrations
Empirical Wealth Management
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Mariner Wealth
June 2022 - June 2024 · 2 yrs
Msec, LLCBroker
June 2022 - May 2024 · 1 yr 11 mos
Northwestern Mutual Investment Services, LLCBroker
July 2019 - June 2022 · 2 yrs 11 mos
Northwestern Mutual Investment Services,llc
July 2019 - June 2022 · 2 yrs 11 mos
Ami Asset Management CORP
April 2019 - May 2019 · 1 mo
Wedbush Securities INC.Broker
June 2017 - February 2018 · 8 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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