Yisha Wang is a CFP-designated registered investment advisor at Empirical Wealth Management, based in Walnut Creek, CA, with 7 years of industry experience. Yisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,132 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empirical Wealth Management charges a percentage of your assets under management. The specific rate is established in your agreement and may be negotiable. Fees are due at the beginning of each calendar quarter and are deducted from your account. Clients in the wrap fee program pay a comprehensive fee covering portfolio management, brokerage, and custodial services.
Location
2121 N. California Blvd, Suite 290, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Yisha works as a dance instructor at LY's Studio, leading classes in mobility and flexibility exercises. This activity, which is not investment-related, takes about 10-20% of Yisha's time.
Employment History
Current Registrations
Empirical Wealth Management
Previous Registrations
Mariner Wealth
Msec, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Ami Asset Management CORP
Wedbush Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.