Joseph Malhas is a registered investment advisor at Private Financial Counseling, based in Los Angeles, CA, with 7 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 254 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $6.0M | 1.00% |
| $6.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees may be negotiable. Schedule shown is for Equity and Balanced Portfolios. Fixed Income Portfolios have a different schedule: First $10M: 0.60%, Next $5M: 0.50%, Next $15M: 0.40%, Over $35M: 0.30%
Fee Estimator
Location
1901 Avenue of the Stars, 11th Floor, Los Angeles, CA, 90067-6002
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the Founder, Principal, and CCO of NinePointTwo Capital, LLC, an SEC registered investment adviser. He dedicates about 10-20% of his time to this business, including time during securities trading hours.
Employment History
Current Registrations
Private Financial Counseling
Ninepointtwo Capital LLC
Previous Registrations
Bofa Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.