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Richard Thompson

Virtue Capital Management, LLC
11 Years of Experience
Atlanta, GA
10 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Richard Thompson is a registered investment advisor at Virtue Capital Management, LLC, based in Atlanta, GA, with 11 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 5,770 clients with $1.3B in assets under management.

Virtue Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
90 advisors
Number of Clients
5,770 clients
Average Client Portfolio
$227K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.95%

Asset-based management fees generally range up to 1.95% per year based on the platform rate selected by the investment adviser representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3330 Cumberland Blvd., Suite 500, Atlanta, GA, 30339

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History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2018
Judgment / Lien
July 2016
Judgment / Lien
September 2011
Judgment / Lien
February 2011
Judgment / Lien
December 2010
Judgment / Lien
November 2010
Judgment / Lien
March 2010
Judgment / Lien
February 2010
Judgment / Lien
May 2009
Judgment / Lien
January 2008
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is an agent with Advanced Legacy Concepts, selling insurance and annuities and providing financial planning services since 2014. This activity takes nearly all of Richard's time, including during trading hours.

Employment History
Current Registrations
Virtue Capital Management, LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Horter Investment Management, LLC
March 2015 - June 2019 · 4 yrs 3 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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