Saul Palencia is a registered investment advisor at Secura Financial, based in Orange, CA, with 9 years of industry experience. Saul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 986 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.25% |
| $1.0M - $2.5M | 1.10% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Schedule shown is for Equity and Balanced Accounts with Financial Planning and Consulting. Lower fees apply for Equity and Balanced Accounts and Fixed Income Accounts. Minimum quarterly fee of $1,250 applies for Equity and Balanced Accounts and Fixed Income Accounts, and $1,625 for Equity and Balanced Accounts with Financial Planning and Consulting.
Fee Estimator
Location
333 City Boulevard West,, Suite 2050, Orange, CA, 92868-2944
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Secura Financial
State Registrations1 state
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