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Sarai Vazquez

Transamerica Retirement Advisors, LLC
9 Years of Experience
San Antonio, FL
1 DisclosureBroker
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Sarai Vazquez is a registered investment advisor at Transamerica Retirement Advisors, LLC, based in San Antonio, FL, with 9 years of industry experience. Sarai is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,722 clients with $19B in assets under management.

Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
306 advisors
Number of Clients
212,722 clients
Average Client Portfolio
$89K average
Assets Under Management
$18.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K0.95%
$150K - $1000K0.90%
$1M+0.80%

Fees are not negotiable. Breakpoint reductions may apply based on products and services held through Transamerica.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Antonio, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
November 2024 - Present · 1 yr 11 mos
Transamerica Investors Securities, LLC
August 2023 - Present · 3 yrs 2 mos
Transamerica Investors Securities, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.Broker
June 2020 - August 2023 · 3 yrs 2 mos
Transamerica Financial Advisors, INCBroker
May 2018 - December 2018 · 7 mos
Transamerica Investors Securities CorporationBroker
March 2017 - October 2017 · 7 mos
Transamerica Investors Securities CorporationBroker
April 2015 - December 2016 · 1 yr 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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