Kenneth Klein
Kenneth Klein is a registered investment advisor at LPL Financial LLC, based in Newark, DE, with 11 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Newark, DE
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2026Customer Dispute
April 2020Other Business ActivitiesSells Insurance
Kenneth is the owner of Extra Mile Tax Prep Service, dedicating about a quarter of his time to this investment-related tax preparation business. He also works as an agent selling Medicare Supplement insurance and property and casualty insurance, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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