Kenneth Klein
Kenneth Klein is a registered investment advisor at LPL Financial LLC, based in Newark, DE, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Newark, DE
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Regulatory History (1)
Customer Dispute
April 2020Other Business ActivitiesSells Insurance
Kenneth is the owner of Extra Mile Tax Prep Service, dedicating about a quarter of his time to this investment-related tax preparation business. He also works as an agent selling Medicare Supplement insurance and property and casualty insurance, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.