Schanice Staples
Schanice Staples is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Bellevue, WA, with 10 years of industry experience. Schanice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
10655 NE 4th St, Ste 900, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Schanice is the 100% owner of Aesthetics Plus, a mobile application business that is not yet live, dedicating a few hours per week. Schanice may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, and is also the Professional Development Co-Chair for Urban League Metropolitan Seattle Young Professionals, spending about 10-20% of her time on this non-profit.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Foresters Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.