DC
CFA
DC
CFA

Darren Chu

4 Years of Experience
Los Angeles, CA
Broker

Darren Chu is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 4 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
March 2024 - Present · 2 yrs 2 mos
Capital Client Group, INC.
March 2024 - Present · 2 yrs 2 mos
Capital Client Group, INC.Broker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Pimco Investments LLCBroker
June 2020 - October 2021 · 1 yr 4 mos
Mercer Allied Company, L.P.Broker
August 2019 - June 2020 · 10 mos
The Ayco Company,l.p.
December 2018 - June 2020 · 1 yr 6 mos
State Registrations46 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNDNENHNJNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Chu - Financial Advisor | TrueAdvisor