Thomas Desroches
Thomas Desroches is a registered investment advisor at Planmember Securities Corporation, based in Farmingville, NY, with 9 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.25% |
| $500K - $1.0M | 0.20% |
| $1M+ | 0.10% |
Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.
Fee Estimator
Location
2410 North Ocean Avenue, Suite 401, Farmingville, NY, 11738
Get directionsHistory
Regulatory History (1)
Criminal
July 2012Other Business ActivitiesSells Insurance
Thomas works as a financial advisor for Mutual Inc, dedicating full-time hours to securities and insurance sales. He also works as an insurance agent selling fixed and medicare insurance, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Planmember Securities CorporationBroker
Planmember Securities Corporation
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Curtis Copenhaver, CFP, ChFCPlanmember Securities Corporation
- Rocco MuratorePlanmember Securities Corporation
- Kimberly Janowski, ChFCPlanmember Securities Corporation
- Keith EdmonsonPlanmember Securities Corporation
- Nicholas Cava, CFPPlanmember Securities Corporation
- Alexander Dudley, CFP, ChFCPlanmember Securities Corporation