EC
EC

Eric Cassel

8 Years of Experience
Malvern, PA
Broker

Eric Cassel is a registered investment advisor, based in Malvern, PA, with 8 years of industry experience.

Location

100 Vanguard Blvd, Malvern, PA, 19355

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric owns rental properties in Pottstown and Spring City, dedicating minimal time to each. He also owns Lifted Brands, LLC (e-commerce sales) with no active duties, and works as an umpire in a sports league, dedicating a few hours per week.

Employment History
Current Registrations
Vanguard Marketing Corporation
March 2022 - Present · 4 yrs 2 mos
Vanguard Advisers, INC.
March 2022 - Present · 4 yrs 2 mos
Vanguard Marketing CorporationBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - November 2020 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - November 2020 · 2 yrs 2 mos
Citizens Securities, INC.
January 2016 - September 2017 · 1 yr 8 mos
Citizens Securities, INC.Broker
July 2015 - September 2017 · 2 yrs 2 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Cassel - Financial Advisor | TrueAdvisor