Kyle Thomas
Kyle Thomas is a registered investment advisor at W&s Brokerage Services, INC., based in Indianapolis, IN, with 8 years of industry experience. Kyle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 655 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.30% |
| $750K+ | 1.10% |
Minimum quarterly fee applies: $500 for Total Return, Income Oriented, Socially Conscious and Tax Aware accounts; $250 for EnFocus™ accounts; $75 for Companion EnFocus™ accounts.
Fee Estimator
Location
8520 Allison Pointe Blvd, Suite 110, Indianapolis, IN, 46250
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kyle works as a Staff Manager for Western Southern Life in Indianapolis, IN. The filing does not specify the time commitment, but it is likely related to insurance sales.
Employment History
Current Registrations
W&s Brokerage Services, INC.Broker
W&s Brokerage Services, INC.
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Four Quadrant Wealth Advisors, INC.
Oxford Financial Group, LTD
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
MML Investors Services, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.