Benjamin Bateman is a registered investment advisor, based in Rehoboth Beach, DE, with 11 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
323 Rehoboth Avenue, Unit D, Rehoboth Beach, DE, 19971
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin co-owns Dorey & Bateman Business Solutions LLC, offering tax preparation and PEO services, and spends minimal time on this. Benjamin is also an insurance agent offering accident and health, disability, fixed annuities, and traditional life insurance, dedicating minimal time to this activity. Finally, Benjamin is a member of Bateman Enterprises LLC, providing accounting and financial operations consulting for home improvement, spending minimal time on this.
Employment History
Current Registrations
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Metz Capital Management LLC
Farr Miller & Washington LLC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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