BP
BP

Brock Pompeani

10 Years of Experience
Canonsburg, PA
Broker

Brock Pompeani is a registered investment advisor at Goldman Sachs & CO. LLC, based in Canonsburg, PA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 41,781 clients with $110B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1073 advisors
Number of Clients
41,781 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$114.9B

Fee Structure

Minimum Investment:$1.1M

Clients generally compensate Goldman Sachs for its advisory services through a fee calculated as a percentage of the assets in the advisory account. The advisory fee varies depending on factors such as the pricing model, the size of the relationship, client customization of investment guidelines, required service levels, and the asset class. Clients may pay more or less than other clients invested in similar strategies. For certain fixed income strategies, clients may receive a fee reduction during low interest rate environments. Clients also pay commissions, commission equivalents, mark-ups, mark-downs and spreads in addition to advisory fees.

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Location

1500 Main Street, Suite 210, Canonsburg, PA, 15317

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Goldman Sachs & CO. LLCBroker
January 2021 - Present · 5 yrs 4 mos
Goldman Sachs Wealth Services, L.P.
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Goldman Sachs & CO. LLC
January 2023 - April 2023 · 3 mos
Mercer Allied Company, L.P.Broker
April 2018 - January 2021 · 2 yrs 9 mos
PNC Investments
July 2015 - November 2017 · 2 yrs 4 mos
PNC InvestmentsBroker
April 2015 - November 2017 · 2 yrs 7 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.