Nelson Wu is a registered investment advisor at Open Square Capital, LLC, based in Los Alamitos, CA, with 10 years of industry experience. Nelson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 5 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The 1.5% management fee applies to the private investment partnership and is generally not negotiable, though negotiable for large institutional and high-net-worth investments. Separately managed accounts use a daily asset-based calculation with rates determined by agreement.
Fee Estimator
Location
Los Alamitos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Open Square Capital, LLC
Previous Registrations
Open Insights Capital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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