Nelson Wu is a registered investment advisor at Open Square Capital, LLC, based in Los Alamitos, CA, with 10 years of industry experience. Nelson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 5 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Open Square Capital manages separate accounts (SMAs) for clients and charges a daily fee based on the value of the account. The minimum account size is $100,000, but exceptions may be made. If a client withdraws funds, any fees, commissions, or other expenses associated with rebalancing or liquidating the account’s holdings may be assessed to the account.
Location
Los Alamitos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Open Square Capital, LLC
Previous Registrations
Open Insights Capital, LLC
State Registrations1 state
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