JM
CFP
JM
CFP

Joshua Murray

10 Years of Experience
Menlo Park, CA
Broker

Joshua Murray is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Menlo Park, CA, with 10 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

Loading...

Location

Menlo Park, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 1 yr 1 mo
Rockefeller Capital Management
July 2020 - Present · 6 yrs 2 mos
Rockefeller Financial LLC
May 2020 - Present · 6 yrs 4 mos
Rockefeller Financial LLCBroker
May 2020 - Present · 6 yrs 4 mos
Previous Registrations
Alliancebernstein L.P.
March 2019 - June 2020 · 1 yr 3 mos
Sanford C. Bernstein & CO., LLCBroker
March 2019 - June 2020 · 1 yr 3 mos
The Ayco Company,l.p.
November 2017 - January 2019 · 1 yr 2 mos
Mercer Allied Company, L.P.Broker
November 2017 - January 2019 · 1 yr 2 mos
Charles Schwab & CO., INC.
June 2015 - October 2017 · 2 yrs 4 mos
Charles Schwab & CO., INC.Broker
June 2015 - October 2017 · 2 yrs 4 mos
State Registrations15 states
AZCACTDEFLGAIDMANVNYPASCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.