BC
BC

Bryan Collins

10 Years of Experience
Providence, RI
Broker

Bryan Collins is a registered investment advisor at UBS Financial Services INC., based in Providence, RI, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

500 Exchange Street Suite 1210, Providence, RI, 02903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bryan serves as Treasurer on the Board of Directors for Collins. This non-investment related activity requires minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
October 2024 - Present · 1 yr 7 mos
UBS Financial Services INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2022 - October 2024 · 2 yrs 2 mos
Ameriprise Financial Services, LLCBroker
January 2022 - October 2024 · 2 yrs 9 mos
American Enterprise Investment Services INC.Broker
September 2019 - January 2022 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
August 2016 - September 2019 · 3 yrs 1 mo
Ameriprise Financial Services, INC.Broker
July 2016 - September 2019 · 3 yrs 2 mos
Reef Securities, INC.Broker
November 2015 - April 2016 · 5 mos
Chestnut Exploration Partners, INC.Broker
March 2015 - November 2015 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.