DP
DP

Dana Peo

9 Years of Experience
Hollidaysburg, PA
Broker

Dana Peo is a registered investment advisor at Cetera Investment Advisers LLC, based in Hollidaysburg, PA, with 9 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

224 Allegheny Street, Hollidaysburg, PA, 16648

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dana is a branch manager for First National Bank.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Infinex Investments, INC.
October 2015 - March 2021 · 5 yrs 5 mos
Infinex Investments, INC.Broker
October 2015 - March 2021 · 5 yrs 5 mos
Essex National Securities, LLC
June 2015 - October 2015 · 4 mos
Essex National Securities, LLCBroker
April 2015 - October 2015 · 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dana Peo - Financial Advisor | TrueAdvisor