Derek Gale is a registered investment advisor at Baxter Capital Management INC, based in Indianapolis, IN, with 10 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baxter Capital Management's fee for investment advisory services is based on the average par amount of the investment portfolio during the month. The fee is payable upon receipt of the statement for services rendered during the previous month.
For non-financial institutions, the fee is calculated as follows:
- 1/12 x (0.20% of the first $5 million)
- 1/12 x (0.12% of the next $15 million)
- 1/12 x (0.03% of the next $80 million)
- 1/12 x (0.015% of amounts over $100 million) Minimum 1/12 x $5,000
For financial institutions, the fee is calculated as follows:
- 1/12 x (0.15% of the first $5 million)
- 1/12 x (0.12% of the next $5 million)
- 1/12 x (0.08% of the next $5 million)
- 1/12 x (0.05% of the next $5 million)
- 1/12 x (0.02% of amounts over $20 million) Minimum 1/12 x $9,900
All fees are negotiable.
Location
9247 North Meridian Street Ste. 103, Indianapolis, IN, 46260-1824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Baxter Capital Management INC
State Registrations1 state
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