Rafael Oliveira is a registered investment advisor at Strategy Financial Group, based in Chandler, AZ, with 10 years of industry experience. Rafael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,051 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.80% |
| $1.0M - $3.0M | 1.55% |
| $3M+ | 1.30% |
Fees are not tiered; the stated percentage applies to the entire balance when crossing thresholds. Fees are negotiable at the sole discretion of the firm. Direct indexing models carry additional flat annual fees of $250 or $500.
Fee Estimator
Location
4035 W. Chandler Blvd., Suite 4, Chandler, AZ, 85226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rafael is the owner and president of Lua Empire LLC, a drop shipping company that ships a Brazilian liquor drink to distributors. He spends minimal time speaking with Brazilian distributors to ensure shipments are processed.
Employment History
Current Registrations
Strategy Financial Group
Previous Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Principal Securities, INC.
Principal Securities, INC.Broker
Strategic Wealth Investment Group, LLC
Principal Securities, INC.Broker
Principal Securities, INC.
Fisher Investments
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Fisher Investments
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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