Cody Rominger is a registered investment advisor, based in New York, NY, with 10 years of industry experience.
Location
110 East 59th Street, 7th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cantor Fitzgerald & CO.
January 2020 - Present · 6 yrs 3 mos
Cantor Fitzgerald & CO.Broker
January 2020 - Present · 6 yrs 3 mos
Cantor Fitzgerald Investment Advisors
March 2017 - Present · 9 yrs 1 mo
Previous Registrations
Efficient Market Advisors, LLC
August 2015 - March 2017 · 1 yr 7 mos
State Registrations5 states
AZCAHINMNV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.