John Klingler is a registered investment advisor at Secfi Advisory Limited, based in St. Louis, MO, with 4 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 55 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.72% |
| $1.0M - $5.0M | 0.65% |
| $5M+ | 0.45% |
Standard annual minimum fee is $7,200, which applies to accounts under $1M and serves as a base fee. Fees are subject to negotiation on a case-by-case basis.
Fee Estimator
Location
St. Louis, MO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the owner of Klingler Investments, LLC, formed in 2019 for dealing with real estate, stocks, bonds, and other securities. He spends minimal time on this activity, and it does not occur during business hours.
Employment History
Current Registrations
Secfi Advisory Limited
Secfi Securities, LLC
Secfi Securities, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Follis, CFPMoneta Group Investment Advisors, LLC
- Bryan Hebron, CFPMoneta Group Investment Advisors, LLC
- David Wickenhauser, CFA, CFPEdward Jones
- Andrew Phipps, CFPDetalus Advisors, LLC
- Samuel Elmore, CFANisa Investment Advisors, LLC
- Nicholas Stork, CFPWells Fargo Advisors