John Klingler is a registered investment advisor at Secfi Advisory Limited, based in New York, NY, with 4 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 88 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | Included |
| $1.0M - $5.0M | 0.65% |
| $5M+ | 0.45% |
Standard annual minimum fee for wealth management is $7,200, calculated on a rolling 12-month period from the effective date of the agreement but can be adjusted on a case-by-case basis.
Fee Estimator
Location
25 Broadway, 10th Floor, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the owner of Klingler Investments, LLC, formed in 2019 for dealing with real estate, stocks, bonds, and other securities. He spends minimal time on this activity, and it does not occur during business hours.
Employment History
Current Registrations
Secfi Advisory Limited
Secfi Securities, LLC
Secfi Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.