Secfi Advisory Limited provides wealth management, investment portfolio oversight, and personalized financial planning services to individual clients, alongside managing institutional investment funds that focus on private company shares and forward contracts. For individual wealth management clients, Secfi Advisory Limited designs customized investment strategies primarily using mutual funds, exchange-traded funds, separately managed accounts, and stock options. The firm's financial planning services cover tax optimization, pre-exit liquidity planning, post-exit sales strategies, goal-based life planning, cash flow analysis, retirement analysis, and coordinating estate planning with attorneys and accountants. Secfi Advisory Limited is a wholly-owned subsidiary of Secfi, Inc., and has affiliations with broker-dealers that facilitate transactions for private company shareholders.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.72% |
| $1.0M - $5.0M | 0.65% |
| $5M+ | 0.45% |
Standard annual minimum fee is $7,200, which applies to accounts under $1M and serves as a base fee. Fees are subject to negotiation on a case-by-case basis.