ZM
ZM
Zachary Moulton is a registered investment advisor, based in Bay City, MI, with 10 years of industry experience.
Location
1600 Center Ave, Bay City, MI, 48708
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2017Final
Other Business ActivitiesSells Insurance
Zachary is an advisory representative of an RIA, an independent insurance agent for various companies, a committee member for the Saginaw Chamber of Commerce, and operates under the DBA Retirement and Wealth Strategies. He spends about half his time as an advisory representative, minimal time as an insurance agent and on chamber of commerce activities, and full-time on Retirement and Wealth Strategies.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Cambridge Investment Research Advisors, INC.
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Thrivent Investment Management INC.
May 2020 - July 2020 · 2 mos
Thrivent Investment Management INC.Broker
July 2015 - July 2020 · 5 yrs
State Registrations8 states
ALGAIAKSMIMOMSNE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.