Francisco Sorge is a registered investment advisor, based in Fairport, NY, with 9 years of industry experience.
Location
255 Woodcliff Dr, Ste 1C, Fairport, NY, 14450
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francisco is a finance committee member at Genesee Valley Club since 2023, dedicating a few hours per week to this role. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2025 - Present · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
March 2025 - Present · 1 yr 6 mos
Previous Registrations
UBS Financial Services INC.
March 2022 - March 2025 · 3 yrs
UBS Financial Services INC.Broker
March 2022 - March 2025 · 3 yrs
Wells Fargo Clearing Services, LLC
March 2017 - March 2022 · 5 yrs
Wells Fargo Clearing Services, LLCBroker
March 2017 - March 2022 · 5 yrs
State Registrations12 states
AKAZCOFLILINNCNJNYPARITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.