James Kimball is a registered investment advisor at Market Gauge Asset Management, based in Santa Fe, NM, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual management fee is 1.50%. Clients also pay a 0.10% platform fee. Qualified clients may alternatively agree to performance-based fees (up to 2.50% annual fee plus 15% of capital appreciation). Fees are negotiable.
Fee Estimator
Location
404 Kiva Court Suite G, Santa Fe, NM, 87505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a self-employed consultant for Dataview LLC, a financial publishing company, since 2013. He spends between 20-50 hours a week on financial analysis, systems development, and website/CRM work.
Employment History
Current Registrations
Market Gauge Asset Management
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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