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CFP

Peter Fleming

Edelman Financial Engines
11 Years of Experience
Orlando, FL
1 Disclosure
View SEC Summary
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Peter Fleming is a CFP-designated registered investment advisor at Edelman Financial Engines, based in Orlando, FL, with 11 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
727 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1900 Summit Tower Blvd, Suite 230, Orlando, FL, 32810

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edelman Financial Engines
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Associated Investment Services, INC.
August 2019 - February 2021 · 1 yr 6 mos
Associated Investment Services, INC.Broker
August 2019 - February 2021 · 1 yr 6 mos
VALIC Financial Advisors, INC.
May 2016 - September 2019 · 3 yrs 4 mos
VALIC Financial Advisors, INC.Broker
June 2015 - September 2019 · 4 yrs 3 mos
State Registrations3 states
FLMNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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