Carmine Anzalone
Carmine Anzalone is a registered investment advisor at Cetera Investment Advisers LLC, based in Melville, NY, with 56 years of industry experience. Carmine is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1895 Walt Whitman Rd Ste 6, Melville, NY, 11747
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Regulatory History (1)
Customer Dispute
March 2022Other Business ActivitiesSells Insurance
Carmine sells fixed insurance products, including life insurance and annuities, as an insurance agent since 2019. He is also an advisor for North Ridge Wealth Planning LLC, dedicating about 10-20% of his time, and owner/president of C.P.A Investors Planning Group, Inc, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
North Ridge Securities CORP.Broker
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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