Chad Top is a registered investment advisor, based in Bel Tiburon, CA, with 7 years of industry experience.
Location
Bel Tiburon, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chad is the Investment Committee chair at the San Francisco Botanical Garden. He adheres to restrictions that prevent him from hosting clients, using the business for firm events, or discussing firm products or services.
Employment History
Current Registrations
Empower Financial Services, INC.
February 2026 - Present · 5 mos
Empower Advisory Group, LLC
February 2026 - Present · 5 mos
Empower Financial Services, INC.Broker
February 2026 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2023 - June 2025 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2023 - June 2025 · 1 yr 10 mos
Bny Mellon Securities CorporationBroker
April 2023 - August 2023 · 4 mos
Northern Trust Securities, INC.Broker
September 2018 - May 2021 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - June 2018 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - June 2018 · 2 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.