Anne Thompson is a registered investment advisor at Greenwood Capital Associates, LLC, based in Greenwood, SC, with 10 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 706 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Greenwood Capital's standard investment advisory fee is 1% of the value of your portfolio. This fee is negotiable based on factors like the amount invested and the complexity of your situation. There is a minimum quarterly fee of $150. For accounts managed on the Pontera platform (held-away assets), a 40% discount is applied to the standard investment advisory fee.
Location
425 Main Street, Suite 100, Greenwood, SC, 29646-2741
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Anne is the owner of Tel Alt, LLC, a computer/IT services company, since 2010. She spends less than 20 hours per month on this activity, and it is not investment-related.
Employment History
Current Registrations
Greenwood Capital Associates, LLC
Previous Registrations
Ballentine Capital Advisors, INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.