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Anne Thompson

Greenwood Capital Associates, LLC
10 Years of Experience
Greenville, SC
View SEC Summary
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Anne Thompson is a registered investment advisor at Greenwood Capital Associates, LLC, based in Greenville, SC, with 10 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 731 clients with $1.8B in assets under management.

Greenwood Capital Associates, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
731 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fee is 1% of assets under management. Fees and account minimums are negotiable based on account size and complexity. Accounts managed on the Pontera platform receive a 40% discount on the standard fee. Minimum quarterly fee of $150 applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 W McBee Ave, Suite 300, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anne is the owner of Tel Alt, LLC, a computer/IT services company, since 2010. She spends less than 20 hours per month on this activity, and it is not investment-related.

Employment History
Current Registrations
Greenwood Capital Associates, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Ballentine Capital Advisors, INC.
March 2023 - October 2024 · 1 yr 7 mos
Charles Schwab & CO., INC.Broker
June 2019 - April 2023 · 3 yrs 10 mos
Charles Schwab & CO., INC.
June 2019 - April 2023 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - March 2019 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - March 2019 · 3 yrs 7 mos
State Registrations1 state
SC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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