Alexandre Maltez
Alexandre Maltez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Winter Springs, FL, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
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Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1445 Tuscawilla Rd, Winter Springs, FL, 32708
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Regulatory History (5)
Customer Dispute
November 2025Customer Dispute
November 2025Customer Dispute
February 2025Customer Dispute
October 2024Customer Dispute
July 2022Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Corecap Investments, INC.Broker
Corecap Advisors
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.