TrueAdvisor
TrueAdvisor
MF
ChFC
MF
ChFC

Michael Ferris

LPL Financial LLC
10 Years of Experience
Hunt Valley, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Ferris is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Hunt Valley, MD, with 10 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 International Cir Ste 102, Hunt Valley, MD, 21030-1389

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is involved with RBJ Wealth Management, LLC, dedicating full-time hours to this LPL business. He also spends minimal time on Ferris Farm LLC and nearly full-time hours selling non-variable insurance.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
MML Investors Services, LLC
August 2018 - April 2024 · 5 yrs 8 mos
MML Investors Services, LLCBroker
July 2018 - April 2024 · 5 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
June 2016 - July 2018 · 2 yrs 1 mo
State Registrations33 states
ALARAZCACOCTFLGAHIKSKYLAMAMDMEMIMOMSNCNHNJNMNYOHOKORPASCTXUTVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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