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Sara Alexander

8 Years of Experience
Phoenix, AZ
Broker

Sara Alexander is a registered investment advisor at UBS Financial Services INC., based in Phoenix, AZ, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

2575 East Camelback Road, Suite 900, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
October 2025 - Present · 7 mos
UBS Financial Services INC.
October 2025 - Present · 7 mos
UBS Financial Services INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
MML Investors Services, LLC
February 2025 - June 2025 · 4 mos
MML Investors Services, LLCBroker
January 2025 - June 2025 · 5 mos
Ameriprise Financial Services, LLCBroker
January 2023 - August 2023 · 7 mos
Ameriprise Financial Services, LLC
January 2023 - August 2023 · 7 mos
Charles Schwab & CO., INC.
March 2022 - January 2023 · 10 mos
Charles Schwab & CO., INC.Broker
February 2022 - January 2023 · 11 mos
TD Ameritrade, INC.
April 2021 - March 2022 · 11 mos
TD Ameritrade Investment Management, LLC
April 2021 - March 2022 · 11 mos
TD Ameritrade, INC.Broker
April 2021 - March 2022 · 11 mos
Fidelity Personal and Workplace Advisors
December 2018 - December 2020 · 2 yrs
Fidelity Brokerage Services LLCBroker
November 2018 - December 2020 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
January 2018 - November 2018 · 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2018 - November 2018 · 10 mos
Edward Jones
September 2015 - October 2017 · 2 yrs 1 mo
Edward JonesBroker
August 2015 - October 2017 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sara Alexander - Financial Advisor | TrueAdvisor