JF
JF
Joseph Finnerty is a registered investment advisor, based in Sandy, UT, with 10 years of industry experience.
Location
9017 S Riverside Dr., Suite 210, Sandy, UT, 84070
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2017Denied
Other Business ActivitiesSells Insurance
Joseph is an agent selling fixed insurance through B. Riley Wealth Insurance, dedicating minimal time. He also spends nearly full-time marketing financial securities through Griffin Capital Partners.
Employment History
Current Registrations
Dfpg Investments, LLCBroker
October 2024 - Present · 1 yr 9 mos
Dfpg Investments, LLC
October 2024 - Present · 1 yr 9 mos
Diversify Advisory Services, LLC
October 2024 - Present · 1 yr 9 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - November 2024 · 2 yrs 4 mos
B. Riley Wealth Advisors, INC.
June 2021 - November 2024 · 3 yrs 5 mos
National Securities CorporationBroker
June 2021 - July 2022 · 1 yr 1 mo
Equitable Advisors, LLC
February 2016 - July 2021 · 5 yrs 5 mos
Equitable Advisors, LLCBroker
September 2015 - July 2021 · 5 yrs 10 mos
State Registrations18 states
AZCACTDCFLGAILMAMDMINJNYOHPATXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.