MK
MK

Michael Kayserman

8 Years of Experience
New York, NY
Broker

Michael Kayserman is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 8 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

875 3rd Ave Fl 23, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC
April 2019 - Present · 7 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
November 2017 - August 2018 · 9 mos
Trilogy Capital, INC.
March 2017 - July 2018 · 1 yr 4 mos
National Planning CorporationBroker
August 2016 - November 2017 · 1 yr 3 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Kayserman - Financial Advisor | TrueAdvisor