Colin Farley is a registered investment advisor, based in Minneapolis, MN, with 8 years of industry experience.
Location
Minneapolis, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
February 2024 - Present · 2 yrs 5 mos
Empower Financial Services, INC.Broker
February 2024 - Present · 2 yrs 5 mos
Empower Advisory Group, LLC
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Thrivent Investment Management INC.
November 2022 - June 2023 · 7 mos
Thrivent Investment Management INC.Broker
November 2022 - June 2023 · 7 mos
Fidelity Personal and Workplace Advisors
November 2021 - November 2021 · 0 mos
Fidelity Brokerage Services LLCBroker
September 2021 - November 2021 · 2 mos
American Enterprise Investment Services INC.Broker
June 2018 - January 2019 · 7 mos
Ameriprise Financial Services, LLC
October 2015 - July 2021 · 5 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2015 - July 2021 · 5 yrs 11 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.