John Scarborough
John Scarborough is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11011 Richmond Ave Ste 183, Houston, TX, 77042
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Regulatory History (1)
Criminal
July 2008Other Business ActivitiesSells Insurance
John is the owner of Independent Medicare Advisors, an insurance agency, since January 2022, dedicating about a quarter of his time. He also operates Safeguard Financial Services as a DBA for his LPL business and is involved with property and casualty insurance under the same name, as well as being an author. Finally, John is an importer for US Trading Inc., spending about a quarter of his time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.