James Wheeler
James Wheeler is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Greensboro, NC, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
333 North Greene Street, Suite 400, Greensboro, NC, 27401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns rental properties and is involved in coaching other financial advisors, as well as owning two LLCs for business purposes, dedicating about a quarter to half of his time to these activities.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations22 states
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