MF
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Mario Fontenot is a registered investment advisor at Catalyst Capital Advisors LLC, based in New York, NY, with 9 years of industry experience. Mario operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 20 clients with $10B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
IM Fee
Planning only
Assets Under Management
$10.1B
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Location
140 East 45th Street, Suite 15B, New York, NY, 10017
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
December 2023 - Present · 2 yrs 5 mos
Alt Fund Distributors LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Bny Mellon Securities Corporation
March 2019 - December 2022 · 3 yrs 9 mos
Bny Mellon Securities CorporationBroker
February 2019 - December 2022 · 3 yrs 10 mos
Morgan Stanley
August 2016 - February 2019 · 2 yrs 6 mos
Morgan StanleyBroker
June 2016 - February 2019 · 2 yrs 8 mos
Spire Securities, LLCBroker
March 2016 - March 2016 · 0 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.