EM
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Eric Messer

9 Years of Experience
Peachtree Cor, GA
Broker

Eric Messer is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Peachtree Cor, GA, with 9 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5445 Triangle Pkwy, Ste 325, Peachtree Cor, GA, 30092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2024 - Present · 2 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan Stanley
September 2023 - March 2024 · 6 mos
Morgan StanleyBroker
March 2023 - March 2024 · 1 yr
E*trade Capital Management, LLC
November 2020 - September 2023 · 2 yrs 10 mos
E*trade Securities LLCBroker
November 2020 - September 2023 · 2 yrs 10 mos
Suntrust Advisory Services, INC.
November 2019 - October 2020 · 11 mos
Suntrust Investment Services, INC.Broker
November 2019 - October 2020 · 11 mos
Edward Jones
January 2017 - November 2019 · 2 yrs 10 mos
Edward JonesBroker
January 2017 - November 2019 · 2 yrs 10 mos
Woodbury Financial Services, INC.
May 2016 - October 2016 · 5 mos
Woodbury Financial Services, INC.Broker
March 2016 - October 2016 · 7 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.