AH
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Adrian Holmes
9 Years of Experience
Honolulu, HI
1 DisclosureBroker
Adrian Holmes is a registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 9 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
300 North Beretania Street, Honolulu, HI, 96817
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2022Settled
Other Business Activities
Adrian is the 100% owner of Hale Hoop, a basketball training business. This activity takes about a quarter of Adrian's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Investment Services LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Investment Services LLCBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
June 2022 - April 2023 · 10 mos
LPL Financial LLC
June 2022 - April 2023 · 10 mos
Prudential Financial Planning Services
February 2021 - June 2022 · 1 yr 4 mos
Pruco Securities, LLC.Broker
March 2020 - June 2022 · 2 yrs 3 mos
Nylife Securities LLCBroker
June 2017 - March 2020 · 2 yrs 9 mos
Waddell & ReedBroker
July 2016 - April 2017 · 9 mos
State Registrations8 states
AZCACOHINVORVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.